When should businesses proactively review their compliance program?

Review on a schedule and when things change. Use a quarterly light review and an annual deep review. Trigger a review after an incident, a material product change, a new region, or a large vendor change.

Why it matters
Regular reviews keep rules aligned to reality and reduce surprises.

Deep dive

  • Quarterly light review: check metrics, owners, and gaps.

  • Annual deep review: refresh risk map and policies.

  • Triggers: incidents, new products, new regions, and major vendors.

  • Outcomes: clear actions, owners, and dates.

  • Proof: store minutes and changes in your evidence hub.

Checklist

  1. Put reviews on the calendar.

  2. Write the trigger list.

  3. Use a standard agenda and minutes.

  4. Assign actions with dates.

  5. Track completion and impact.

Definitions

  • Material change: a change that affects risk or obligations.

  • Minutes: a brief record of the meeting.

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